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Tag: Securities and Exchange Commission

SEC Charges Digital World SPAC For Misrepresentation To Investors

July 23, 2023 by JenThorpe

The Securities and Exchange Commission announced settled fraud charges against Digital World Acquisition Corporation (DWAC), a special purpose acquisition company (SPAC), for making material misrepresentations in forms filed with the SEC as part of DWAC’s initial public offering and proposed… Read More

Legal

SEC Charges Crypto Platform Bittrex For Operating Unregistered Exchange

April 17, 2023 by JenThorpe

The U.S. Securities and Exchange Commission (SEC) posted a press release “SEC Charges Crypto Asset Trading Platform Bittrex and its Former CEO for Operating an Unregistered Exchange, Broker, and Clearing Agency” From the press release: “The Securities and Exchange Commission… Read More

Information

Coinbase Warned By SEC Of Potential Securities Charges

March 22, 2023 by JenThorpe

The Securities and Exchange Commission issued crypto exchange Coinbase a Wells notice, warning the company that it identified potential violations of U.S. securities law, CNBC reported. According to CNBC, Coinbase shares fell nearly 12% in extended trading after the news… Read More

Legal

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